Like our 4,000 members,

Don't miss any compliance news

Who better than a compliance officer to find you your next compliance job?

I would like to register
Sort by format
Annual report
Podcasts
Editorial
Sanctions
Interviews
Regulatory watch
News
Tag
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Summary of SPOT AMF checks on AIFM reporting by asset management companies / CID Consulting

August 4, 2020
10 min.
20
20
Regulatory watch

European supervisory authorities specify how to assess, prevent and manage data breaches

January 26, 2021
10 min.
20
20
Regulatory watch

Risk Management & Change Management / SIGMA Partners

March 25, 2021
10 min.
20
20
Regulatory watch

Summary of the AMF SPOT AUDIT MISSIONS ON COMPLIANCE WITH THE MIF 2 PROVISIONS ON ADEQUACY / LEGIFI & CID CONSULTING

March 16, 2021
10 min.
20
20
Regulatory watch

AMF - Summary of the AMF publication on its SPOT controls on internal control outsourcing / MARKER Management Consulting

December 3, 2020
10 min.
20
20
Regulatory watch

Sustainable Finance: AMF Doctrine / D2R Conseil

February 24, 2021
10 min.
20
20
Regulatory watch

Cybersecurity: a major concern in the digital age / Duff & Phelps

May 26, 2021
10 min.
20
20
Regulatory watch

KYC & KYS: From regulatory obligation to operational deployment / 99 Advisory

February 18, 2021
10 min.
20
20
Regulatory watch

Summary of ESMA guidance on liquidity stress testing in UCITS and AIFs / LEGIFI & CID CONSULTING

December 17, 2020
10 min.
20
20
Regulatory watch

News ESG criteria

June 16, 2022
10 min.
20
20
Regulatory watch

AML/CFT regulatory developments applicable to PSAN / Axiess

January 19, 2021
10 min.
20
20
Regulatory watch

AMF - Decision of the Enforcement Committee of June 26, 2020 Cérès Finance / Marker Management Consulting

August 4, 2020
10 min.
20
20
Regulatory watch

The new regime for participatory finance service platforms (PSFP) / Regulation Partners

November 9, 2020
10 min.
20
20
Regulatory watch

Internal Control Outsourcing: Selection, Monitoring and Accountability / Duff & Phelps

December 30, 2020
10 min.
20
20
Regulatory watch

Sustainable finance and collective investment schemes: the AMF publishes a first policy on investor information / Marker Management Consulting

August 4, 2020
10 min.
20
20
Regulatory watch

Artificial Intelligence (AI) in the financial sector / SIGMA Partners

September 29, 2020
10 min.
20
20
Regulatory watch

Brexit and RGPD / Duff & Phelps

August 4, 2020
10 min.
20
20
Regulatory watch

What are the impacts of the main changes brought about by the update of AMF Position-Recommendation DOC 2014-06 of March 21, 2022? by Regulation Partners

April 28, 2022
10 min.
20
20
Regulatory watch

Alerters / Axiess

November 17, 2020
10 min.
20
20
Regulatory watch

Finance innovation "Impact of the health crisis on Fintech" / 99 Advisory

January 14, 2021
10 min.
20
20
Regulatory watch

Risk management related to information and communication technologies (ICT) and security / Regulation Partners

August 4, 2020
10 min.
20
20
Regulatory watch

SPOT checks on compliance with MiFID 2 provisions on adequacy / Axiess

April 15, 2021
10 min.
20
20
Regulatory watch

Risk management and economic intelligence / SIGMA partners

April 29, 2021
10 min.
20
20
Regulatory watch

Order of January 6, 2021 on AML/CFT and asset freeze is online / SIGMA partners

February 25, 2021
10 min.
20
20
Regulatory watch

ESMA guidance on performance fees (PFC) : Update of ESMA's Q&A on UCITS and AIFs / Agama Conseil

July 13, 2021
10 min.
20
20
Regulatory watch

TOPIC - ESG: a marketing lever in the face of regulatory challenges / Duff&Phelps

February 18, 2021
10 min.
20
20
Regulatory watch

Reporting of major incidents according to PSD2 / Regulation Partners

December 1, 2020
10 min.
20
20
Regulatory watch

Post-MIF2 financial research: feedback from the market and action plan / Marker Management Consulting

August 4, 2020
10 min.
20
20
Regulatory watch

AMF - Asset Freeze Guide / CID Consulting

September 17, 2020
10 min.
20
20
Regulatory watch

Regulation Disclosure - A Practical Guide for Real Estate Fund Managers / Marker Management Consulting

March 4, 2021
10 min.
20
20
Regulatory watch

More than 150 companies have found their compliance officer with GRACES.community,
. What if it was you?